Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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March 23, 2015:   C2 RG15-014 Operational Settings for Options on the Russell 2000 Index (RUT) 
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March 18, 2015:   C2 RG15-013 Russell 2000 Index Options (RUT) Fees 
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March 11, 2015:   C2 RG15-012 Automatic Order Handling Process in No-Bid Series 
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March 10, 2015:   C2 RG15-011 Restrictions on Transactions in Allied Nevada Gold, Corp. (ANV) 
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March 09, 2015:   C2 RG15-010 Anti-Money Laundering Compliance Program Filing Requirements for Certain Trading Permit Holders 
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March 05, 2015:   C2 RG15-009 Annual Supervision-Related Reporting Pursuant to CBOE/C2 Rules 4.24 and 9.8 
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February 24, 2015:   C2 RG15-008 QRM Forms 
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February 23, 2015:   C2 RG15-007 Transition of Certain Regulatory Services Performed on Behalf of the Exchanges by FINRA 
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February 03, 2015:   C2 RG15-006 February 2015 Fees Schedule Changes 
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January 21, 2015:   C2 RG15-005 Extension of SPY Option Position Limit Pilot Program Extension Through July 12, 2015 
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