Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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May 18, 2015:   C2 RG15-022 Restrictions on Transactions in Adjusted BHP Billiton Limited (BHP1) 
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May 06, 2015:   C2 RG15-021 C2 Rule 6.15 - Nullification and Adjustment of Options Transactions Including Obvious Errors 
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May 01, 2015:   C2 RG15-020 May 2015 Fees Schedule Changes 
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April 27, 2015:   C2 RG15-019 Proposed Securities Trader Registration Category and Qualification Examination (Series 57) 
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April 13, 2015:   C2 RG15-018 Regulatory Oversight Information Session 
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April 13, 2015:   C2 RG15-017 Continuing Education Firm Element Advisory 
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March 31, 2015:   C2 RG15-016 Changes to Fees Schedule 
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March 31, 2015:   C2 RG15-015 Expiring Exercise Declaration Submissions for Thursday, April 2, 2015 
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March 23, 2015:   C2 RG15-014 Operational Settings for Options on the Russell 2000 Index (RUT) 
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March 18, 2015:   C2 RG15-013 Russell 2000 Index Options (RUT) Fees 
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