Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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April 17, 2014:   C2 RG14-021 Continuing Education Firm Element Advisory 
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April 10, 2014:   C2 RG14-020 Operational Systems Settings - APR and OEPW 
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April 09, 2014:   C2 RG14-019 New Registration Categories and Related Qualification Exams 
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April 08, 2014:   C2 RG14-018 C2 Book Depth Data Feeds 
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April 08, 2014:   C2 RG14-017 C2 Data Feed Upgrades 
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April 02, 2014:   C2 RG14-016 Operational Systems Settings for Apple, Google and Mastercard 
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March 31, 2014:   C2 RG14-015 Restrictions on Transactions in LDK Solar Co., Ltd. (LDK) 
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March 28, 2014:   C2 RG14-014 April 2014 Fees Schedule Changes 
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March 27, 2014:   C2 RG14-013 Expiring Exercise Declaration Submissions for Thursday, April 17, 2014 
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March 17, 2014:   C2 RG14-012 Approval of Rule 4.24 - Supervision 
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