Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

Many files on this site are in Adobe Acrobat (.pdf) format, and require the Acrobat Reader installed on your computer. Download and install a free copy now from the Adobe Web Site.


Search: 
Year: 
  • Page
  • of 24

November 21, 2014:   C2 RG14-046 Change to the C2 Market Model 
Read more...

November 19, 2014:   C2 RG14-045 Restrictions on Transactions in Dendreon Corporation (DNDN) 
Read more...

November 13, 2014:   C2 RG14-044 Thanksgiving Holiday Schedule & Expiring Exercise Declaration (EED) Submissions for Friday, November 28, 2014 
Read more...

October 31, 2014:   C2 RG14-043 Delayed Regulatory Request Data Submissions Format 
Read more...

October 30, 2014:   C2 RG14-042 Continuing Education Firm Element Advisory 
Read more...

October 09, 2014:   C2 RG14-041 Changes to Market-Maker Continuous Quoting Requirements 
Read more...

October 01, 2014:   C2 RG14-040 Regulatory Request Data Submissions Format 
Read more...

September 29, 2014:   C2 RG14-039 Written Supervisory Procedures - CBOE Rule 4.24 - Supervision 
Read more...

September 19, 2014:   C2 RG14-038 Strike Programs 
Read more...

September 10, 2014:   C2 RG14-037 Systematic Block and Rejection of I-Orders on C2 
Read more...

 
  • Page
  • of 24