Regulatory Circulars


C2 Regulatory Circulars

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May 16, 2012:   C2 RG12-025 AIM "Opt-Out" and AIM "Automatch with a Limit" 
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May 11, 2012:   C2 RG12-024 Amendments to Rule 9.24 Telephone Solicitation 
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April 26, 2012:   C2 RG12-023 SPXpm Operational Systems Settings 
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April 26, 2012:   C2 RG12-022 SPXpm Complex Order Market Width Protection 
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March 23, 2012:   C2 RG12-021 Application-Related Fees 
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March 20, 2012:   C2 RG12-020 Order Price Reasonability Checks 
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March 15, 2012:   C2 RG12-019 Operational Systems Settings for AAPL, GOOG and MA 
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March 13, 2012:   C2 RG12-018 SPXpm Complex Order Market Width Protection 
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March 09, 2012:   C2 RG12-017 SPXpm Operational Systems Settings (partially updates C2RG11-036) 
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March 05, 2012:   C2 RG12-016 Change to Minor Rule Violation Plan - 17.50 
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