Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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July 18, 2014:   C2 RG14-031 2014 C2 Examinations Program Priorities 
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July 11, 2014:   C2 RG14-030 Change to OCC, CBOE and C2 Deadlines for Daily Submission of Trade Input (2nd Pass) Effective: Friday, August 1, 2014 
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July 02, 2014:   C2 RG14-029 Penny Pilot Program - Classes to be Added on July 3, 2014 
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July 02, 2014:   C2 RG14-028 Elimination of I-Orders 
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July 01, 2014:   C2 RG14-027 Options Regulatory Fee 
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June 19, 2014:   C2 RG14-026 Independence Day Holiday Schedule & Exercise Advise Deadlines for July 3, 2014 
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June 12, 2014:   C2 RG14-025 Prearranged Trades 
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June 06, 2014:   C2 RG14-024 2016 Index and ETF LEAPS Listing Schedule 
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May 21, 2014:   C2 RG14-023 Option Class Delisting Notifications 
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April 29, 2014:   C2 RG14-022 New Registration Categories and Related Qualification Exams (Deadline Update) 
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