Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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February 24, 2015:   C2 RG15-008 QRM Forms 
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February 23, 2015:   C2 RG15-007 Transition of Certain Regulatory Services Performed on Behalf of the Exchanges by FINRA 
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February 03, 2015:   C2 RG15-006 February 2015 Fees Schedule Changes 
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January 21, 2015:   C2 RG15-005 Extension of SPY Option Position Limit Pilot Program Extension Through July 12, 2015 
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January 15, 2015:   C2 RG15-004 New Quote Risk Monitor (QRM) Features 
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January 09, 2015:   C2 RG15-003 C2 Rule 6.20, Trade Nullification and Price Adjustment Procedure 
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January 09, 2015:   C2 RG15-002 Billing Code Changes 
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January 02, 2015:   C2 RG15-001 Linkage Fees on C2 Options Exchange, Inc. 
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December 31, 2014:   C2 RG14-053 Form OE-418 and Attachments 2014 Year-End Filing Due March 1, 2015 
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December 31, 2014:   C2 RG14-052 Prearranged Trades 
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