Legal and Regulatory

 

Regulatory Circulars


C2 Regulatory Circulars

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August 31, 2015:   C2 RG15-035 September 2015 Fees Schedule Changes 
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August 04, 2015:   C2 RG15-034 Prearranged Trades 
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July 17, 2015:   C2 RG15-033 Restrictions on Transactions in Alpha Natural Resources, Inc. (ANR) 
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July 09, 2015:   C2 RG15-032 Restrictions on Transactions in Walter Energy, Inc. (WLT) 
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July 08, 2015:   C2 RG15-031 Regulatory Oversight Information Session 
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July 01, 2015:   C2 RG15-030 July 2015 Fees Schedule Changes 
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July 01, 2015:   C2 RG15-029 Modification of Options Regulatory Fee 
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July 01, 2015:   C2 RG15-028 Expiring Exercise Declaration Submissions for Thursday, July 2, 2015 
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June 30, 2015:   C2 RG15-027 Exchange Liability 
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June 29, 2015:   C2 RG15-026 Penny Pilot Program Replacement Classes to be added on July 6 2015 
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