Compliance Highlights

This Compliance Highlights webpage provides information regarding certain new SEC and Exchange rules and requirements. The webpage includes compliance dates, links to SEC releases, Exchange rules and circulars, contact information, and other relevant information.

The webpage is undergoing construction. In the meantime, please check out the "Legal and Regulatory" site for Exchange rule filings, rules and circulars, and other relevant information. Please also refer to the SEC website,, for information on SEC rules and requirements.